-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QeJnchh+czKPIQETZdRwSE6lNIdvRgf30Isk8RbEf5+BXkGC4afthYzPw4Zeq8fJ eRA9tJ06ascipMxbz6+Rrg== 0000950005-99-000606.txt : 19990702 0000950005-99-000606.hdr.sgml : 19990702 ACCESSION NUMBER: 0000950005-99-000606 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990701 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SPECTRALINK CORP CENTRAL INDEX KEY: 0000894268 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 841141188 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-48227 FILM NUMBER: 99657670 BUSINESS ADDRESS: STREET 1: 5755 CENTRAL AVENUE STREET 2: SUITE 202E CITY: BOULDER STATE: CO ZIP: 80301 BUSINESS PHONE: 3034405330 MAIL ADDRESS: STREET 1: 5755 CENTRAL AVENUE STREET 2: SUITE 202E CITY: BOULDER STATE: CO ZIP: 80301 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MENLO VENTURES IV L P CENTRAL INDEX KEY: 0001008887 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 943068564 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 3000 SAND HILL RD STREET 2: BLDG 4 STE 100 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 4158548540 MAIL ADDRESS: STREET 1: 3000 SAND HILL RD STREET 2: BLDG 4 STE 100 CITY: MENLO PARK STATE: CA ZIP: 94025 SC 13G/A 1 SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (Amendment No. 2)* UNDER THE SECURITIES EXCHANGE ACT OF 1934 SpectraLink Corporation ----------------------------------------- (Name of Issuer) Common Stock ----------------------------------------- (Title of Class of Securities) 847580 10 7 ----------------------------------------- (CUSIP Number) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 11 pages
- --------------------------------------------- ------------------------------------ 13G CUSIP No. 847580 10 7 Page 2 of 11 Pages ----------- - --------------------------------------------- ------------------------------------ - --------- ------------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS Menlo Ventures IV, L.P. - --------- ------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |X| - --------- ------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - --------- ------------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION California - ----------------------------- -------- -------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF - 0 - -------- -------------------------------------------------------------------------------- SHARES 6 SHARED VOTING POWER BENEFICIALLY OWNED BY - 0 - -------- -------------------------------------------------------------------------------- EACH REPORTING PERSON WITH 7 SOLE DISPOSITIVE POWER - 0 - -------- -------------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER - 0 - - --------- ------------------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON - 0 - - --------- ------------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - --------- ------------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 - 0 - - --------- ------------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - --------- ------------------------------------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT!
Page 2 of 11 pages
- --------------------------------------------- ------------------------------------ 13G CUSIP No. 847580 10 7 Page 3 of 11 Pages ----------- - --------------------------------------------- ------------------------------------ - --------- ------------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS MV Management IV, L.P. - --------- ------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |X| - --------- ------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - --------- ------------------------------------------------------------------------------------------------------------- 4 Citizenship or place of organization California - ----------------------------- -------- -------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF - 0 - -------- -------------------------------------------------------------------------------- SHARES 6 SHARED VOTING POWER BENEFICIALLY OWNED BY - 0 - -------- -------------------------------------------------------------------------------- EACH REPORTING PERSON WITH 7 SOLE DISPOSITIVE POWER - 0 - -------- -------------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER - 0 - - --------- ------------------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON - 0 - - --------- ------------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - --------- ------------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 - 0 - - --------- ------------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - --------- ------------------------------------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT!
Page 3 of 11 pages
- --------------------------------------------- ------------------------------------ 13G CUSIP No. 847580 10 7 Page 4 of 11 Pages ----------- - --------------------------------------------- ------------------------------------ - --------- ------------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS Bredt, Thomas H. - --------- ------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |X| - --------- ------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - --------- ------------------------------------------------------------------------------------------------------------- 4 Citizenship or place of organization United States - ----------------------------- -------- -------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF 13,265 -------- -------------------------------------------------------------------------------- SHARES 6 SHARED VOTING POWER BENEFICIALLY OWNED BY -0- -------- -------------------------------------------------------------------------------- EACH REPORTING PERSON WITH 7 SOLE DISPOSITIVE POWER 13,265 -------- -------------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER -0- - --------- ------------------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 13,265 - --------- ------------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - --------- ------------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 .09% - --------- ------------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - --------- ------------------------------------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT!
Page 4 of 11 pages
- --------------------------------------------- ------------------------------------ 13G CUSIP No. 847580 10 7 Page 5 of 11 Pages ----------- - --------------------------------------------- ------------------------------------ - --------- ------------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS Jarve, John W. - --------- ------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |X| - --------- ------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - --------- ------------------------------------------------------------------------------------------------------------- 4 Citizenship or place of organization United States - ----------------------------- -------- -------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF 7,484 -------- -------------------------------------------------------------------------------- SHARES 6 SHARED VOTING POWER BENEFICIALLY OWNED BY -0- -------- -------------------------------------------------------------------------------- EACH REPORTING PERSON WITH 7 SOLE DISPOSITIVE POWER 7,484 -------- -------------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER -0- - --------- ------------------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 7,484 - --------- ------------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - --------- ------------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 .04% - --------- ------------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - --------- ------------------------------------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT!
Page 5 of 11 pages
- --------------------------------------------- ------------------------------------ 13G CUSIP No. 847580 10 7 Page 6 of 11 Pages ----------- - --------------------------------------------- ------------------------------------ - --------- ------------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS Carlisle, Douglas C. - --------- ------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |X| - --------- ------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - --------- ------------------------------------------------------------------------------------------------------------- 4 Citizenship or place of organization United States - ----------------------------- -------- -------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF 11,886 -------- -------------------------------------------------------------------------------- SHARES 6 SHARED VOTING POWER BENEFICIALLY OWNED BY -0- -------- -------------------------------------------------------------------------------- EACH REPORTING PERSON WITH 7 SOLE DISPOSITIVE POWER 11,886 -------- -------------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER -0- - --------- ------------------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 11,886 - --------- ------------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - --------- ------------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 .07% - --------- ------------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - --------- ------------------------------------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT!
Page 6 of 11 pages
- --------------------------------------------- ------------------------------------ 13G CUSIP No. 847580 10 7 Page 7 of 11 Pages ----------- - --------------------------------------------- ------------------------------------ - --------- ------------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS Montgomery, H. DuBose - --------- ------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |X| - --------- ------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - --------- ------------------------------------------------------------------------------------------------------------- 4 Citizenship or place of organization United States - ----------------------------- -------- -------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF 28,979 -------- -------------------------------------------------------------------------------- SHARES 6 SHARED VOTING POWER BENEFICIALLY OWNED BY -0- -------- -------------------------------------------------------------------------------- EACH REPORTING PERSON WITH 7 SOLE DISPOSITIVE POWER 28,979 -------- -------------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER -0- - --------- ------------------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 28,979 - --------- ------------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - --------- ------------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 .15% - --------- ------------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - --------- ------------------------------------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT!
Page 7 of 11 pages Item 1. (a) Name of Issuer: SpectraLink Corporation ("Issuer") (b) Address of Issuer's Principal Executive Offices: 5755 Central Avenue Boulder, CO 80301 Item 2. (a) Name of Person Filing: Menlo Ventures IV, L.P. ("MV IV") MV Management IV, L.P. ("MVM IV") Thomas H. Bredt John W. Jarve Douglas C. Carlisle H. DuBose Montgomery (b) Address of Principal Business Office: 3000 Sand Hill Road Building 4, Suite 100 Menlo Park, CA 94025 (c) Citizenship/Place of Organization: Entities: MV IV - California MVM IV - California Individuals: Mr. Bredt - United States Mr. Jarve - United States Mr. Carlisle - United States Mr. Montgomery - United States (d) Title of Class of Securities: Common Stock (e) CUSIP Number: 847580 10 7 Item 3. Not applicable. Item 4 Ownership.
- ------- ------------- ---------------- --------------- ------------- -------------- -------------- ---------------- MV IV MVM IV Bredt Jarve Carlisle Montgomery - ------- ------------- ---------------- --------------- ------------- -------------- -------------- ---------------- (a) Beneficial -0- -0- 13,265 7,484 11,886 28,979 Ownership - ------- ------------- ---------------- --------------- ------------- -------------- -------------- ---------------- (b) Percentage -0- -0- .09% .04% .07% .15% of Class - ------- ------------- ---------------- --------------- ------------- -------------- -------------- ---------------- (c) Sole Voting -0- -0- 13,265 7,484 11,886 28,979 Power - ------- ------------- ---------------- --------------- ------------- -------------- -------------- ---------------- Shared -0- -0- -0- -0- -0- -0- Voting Power - ------- ------------- ---------------- --------------- ------------- -------------- -------------- ---------------- Sole -0- -0- 13,265 7,484 11,886 28,979 Dispositive Power - ------- ------------- ---------------- --------------- ------------- -------------- -------------- ---------------- Shared -0- -0- -0- -0- -0- -0- Dispositive Power - ------- ------------- ---------------- --------------- ------------- -------------- -------------- ----------------
Item 5. Ownership of Five Percent or Less of a Class If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [X] Item 6. Ownership of More than Five Percent on Behalf of Another Person Not applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. Not applicable. Item 8. Identification and Classification of Members of the Group No reporting person is a member of a group as defined in Section 240.13d-1(b)(1)(ii)(H) of the Act. Item 9. Notice of Dissolution of Group Not applicable. Item 10. Certification Not applicable. EXHIBITS A: Joint Filing Statement Page 9 of 11 pages SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: June 21, 1999 MENLO VENTURES IV, L.P. By: MV Management IV, L.P. its general partner By: /s/ H. DuBose Montgomery --------------------------------- General Partner MV MANAGEMENT IV, L.P. By: /s/ H. DuBose Montgomery --------------------------------- General Partner /s/ Thomas H. Bredt --------------------------------- Thomas H. Bredt /s/ John W. Jarve --------------------------------- John W. Jarve /s/ Douglas C. Carlisle --------------------------------- Douglas C. Carlisle /s/ H. DuBose Montgomery --------------------------------- H. DuBose Montgomery Page 10 of 11 pages EXHIBIT A AGREEMENT OF JOINT FILING We, the undersigned, hereby express our agreement that the attached Schedule 13G is filed on behalf of us. Date: June 21, 1999 MENLO VENTURES IV, L.P. By: MV Management IV, L.P. its general partner By: /s/ H. DuBose Montgomery --------------------------------- General Partner MV MANAGEMENT IV, L.P. By: /s/ H. DuBose Montgomery --------------------------------- General Partner /s/ Thomas H. Bredt --------------------------------- Thomas H. Bredt /s/ John W. Jarve --------------------------------- John W. Jarve /s/ Douglas C. Carlisle --------------------------------- Douglas C. Carlisle /s/ H. DuBose Montgomery --------------------------------- H. DuBose Montgomery Page 11 of 11 pages -----END PRIVACY-ENHANCED MESSAGE-----